KYC, KYB & Ownership
Identity, organisation, authority, beneficial ownership, PEP, sanctions, and risk information support counterparty review.
Compliance
Controls support decisions. Evidence supports controls.
Compliance is a continuing risk-based process. The website does not guarantee legal compliance, source legitimacy, transaction acceptance, or approval.
Institutional overview
Compliance control areas.
Requirements are applied according to the party, jurisdiction, material, purpose, route, value, and risk context.
Material & Responsible Sourcing
Source-of-mineral, production authority, origin, custody, weight, composition, and assay evidence support material review.
Transaction Purpose
The commercial purpose, counterparties, contractual basis, pricing inputs, banking instructions, and settlement conditions must be documented.
Movement & Trade Documents
Applicable transport, insurance, customs, export, import, delivery, and handover documents are connected to the transaction record.
Records & Data Protection
Records are retained according to defined purposes, access controls, legal requirements, security safeguards, and applicant rights.
Escalation & Decision
Information gaps, exceptions, enhanced due diligence, approval, decline, suspension, and reporting decisions require accountable ownership.